Full text of FGC SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number. 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer resoonse ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | S-68897 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNfNG | January 1, 2019 | AND ENDING December 31, 2019 | | | |-----------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------------------------|------------------------------------|--| | | MM/00/YY | | MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: FGC SECURITIES, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM l.D. NO. | | | | | | | | | | (No. and Street) | | | | | New York | NY | | 10010 | | | (City) | (Stale) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Steven C Bender | | | 646.290.7248 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>Alvarez & Associates, Inc. | | | | | | | (Name - if indi>idual. stale last, first, middle name) | | | | | 9221 Corbin Avenue | North ridge | CA | 91324 | | | (Address) | (Cily) | (State) | (Zip CoJc) | | | CHECK ONE: | | | | | | I /'! | | | | | | certified Public Accountant<br>Public Accountant | | | | | | B | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | *•Claims for exemption from the requirement that the annual reporl be covered by the opinion of an independent public accountant musr be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, John Foley | , swear (or affirm) that, to the best of | | |-------------------…Read the full text as markdown