Full text of SAMMONS FINANCIAL NETWORK, LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | AND ENDING 12/31 /25 | | | |--------------------------------------------|----------|----------------------|--|--| | | MM/DD/VY | MM/DD/VY | | | **A. REGISTRANT** IDENTIFICATION NAME oF FIRM: Sammons Financial Network, LLC TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 8300 Mills Civic Parkway | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------|---------------------------------|---------|-------------------------------------------|--|--| | West Des Moines | IA | | 50266 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Arlen Dykhuis | 515-221-4845 | | adykhuis@sfgmembers.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 699 Walnut Street, Suite 1300 | Des Moines | IA | 50309 | | | | (Address) | (City) | (State) | (Zip Code) | | | | October 20, 2003 | | 238 | | | | | | | | {PCAOB Reg;st,at;oa N"mbe,, ;t applkable) | | | | FOR OFFICIAL USE ONLY<br>I | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68905 {1}------------------------------------------------…Read the full text as markdown