Full text of COHNREZNICK CAPITAL MARKETS SECURITIES, LLC's X-17A-5 filed 2021-03-29 (period 2021-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### **COHNREZNICK CAPITAL MARKETS SECURITIES, LLC** **JANUARY 31, 2021** {1}------------------------------------------------ # TABLE OF CONTENTS | SEC FORM X-17A-5 PART III | 3 | |---------------------------------------------------------|---| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 5 | | STATEMENT OF FINANCIAL CONDITION | 6 | | NOTES TO FINANCIAL STATEMENT | 7 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** OMB Number: 3235-0123 **Washington, D.C. 20549** Expires: Estimated average burden hours per response. . . . . . . 12.00 OMB APPROVAL October 31, 2023 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** SEC FILE NUMBER #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 2/1/2020 | AND ENDING | 1/31/2021 | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|------------|------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | CohnReznick Capital Markets Securities, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | _________________<br>FIRM I.D. NO. | | | | 420 Lexington Avenue, Suite 2533 | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10170 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Leonard Korn | | | 973-364-6688 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained on this Report* | | | | | | | Citrin Cooperman and Company LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 290 West Mount Pleasant Avenue Suite 3310 | Livingston | | New Jersey<br>07039 | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | CHECK ONE: | | | | | | | X<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | |…Read the full text as markdown