GEORGE K. BAUM CAPITAL ADVISORS, INC. X-17A-5 (2019-12-23) — Broker-dealer annual report

Full text of GEORGE K. BAUM CAPITAL ADVISORS, INC.'s X-17A-5 filed 2019-12-23 (period 2019-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: GEORGE K. BAUM CAPITAL ADVISORS, INC.
• Form: X-17A-5
• Filed: 2019-12-23
• Period: 2019-10-31
• Accession: 0001527312-19-000003
• CIK: 1527312
• File #: 8-68927
• Material weakness: No
• Auditor: BKD LLP
• Auditor location: Kansas City, MO
• Contact: Dana Bjornson
• Phone: 8162835240
• Signed by: Dana L Bjornson (VP & Treasurer)

Document text (excerpt)

X-17A-5 0001527312 XXXXXXXX LIVE false false false 11-01-2018 10-31-2019 Broker-dealer N GEORGE K. BAUM CAPITAL ADVISORS, INC. 4801 MAIN STREET SUITE 520 KANSAS CITY MO 64112-2551 Dana Bjornson 8162835240 BKD LLP 1201 Walnut Street, Suite 1700 Kansas City MO 64106 Certified Public Accountant Dana L Bjornson GEORGE K. BAUM CAPITAL ADVISORS, INC. 10-31-2019 Dana L Bjornson VP & Treasurer Y

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Other filings by this registrant

• X-17A-5/A — 2020-01-02
• X-17A-5/A — 2018-12-28
• X-17A-5 — 2018-12-21
• X-17A-5 — 2017-12-28
• X-17A-5 — 2016-12-28
• X-17A-5 — 2015-12-24
• X-17A-5 — 2015-05-20
• X-17A-5 — 2013-12-26
• X-17A-5 — 2012-12-28

Original filing on SEC EDGAR (source of record)