Full text of ANICO FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ANICO Financial Services, Inc.** Report of Independent Registered Public Accounting Firm Statement of Financial Condition December 31, 2021 and 2020 {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS sec file number FORM X-17A-5 8-68938 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING January 1, 2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: ANICO Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): Z Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Moody Plaza, Suite 1469 (No. and Street) TX 77550-7999 Galveston (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Suzanne. Saunders@americannational.com Suzanne Saunders 281-521-3469 (Area Code – Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BKD, LLP (Name - if individual, state last, first, and middle name) 77056 2700 Post Oak Blvd, Ste 1500 TX Houston (Zip Code) (Address) (City) (State) ୧୫୧ 10/16/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I. Suzanne Saunders -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------financial report pertaining to the firm of ANICO Financial Services, Inc. as of December , 2 021 partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified…Read the full text as markdown