IIP SECURITIES LLC X-17A-5 (2017-11-28) — Broker-dealer annual report

Full text of IIP SECURITIES LLC's X-17A-5 filed 2017-11-28 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: IIP SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-11-28
• Period: 2017-09-30
• Accession: 0001528462-17-000002
• CIK: 1528462
• File #: 8-68950
• Material weakness: No
• Auditor: YSL & Associates
• Auditor location: New York, NY
• Contact: Howard Spindel
• Phone: 212-897-1688
• Signed by: Howard Spindel (CFO)

Document text (excerpt)

X-17A-5 0001528462 XXXXXXXX LIVE false false false 10-01-2016 09-30-2017 Broker-dealer N IIP SECURITIES LLC 39 BROADWAY SUITE 3300, ROOM 6 NEW YORK NY 10006-3019 Howard Spindel 212-897-1688 YSL & Associates 11 Broadway Suite 700 New York NY 10004 Certified Public Accountant Howard Spindel IIP SECURITIES LLC 09-30-2017 Howard Spindel CFO Y

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Other filings by this registrant

• X-17A-5 — 2019-11-27
• X-17A-5 — 2019-01-09
• X-17A-5 — 2016-12-13
• X-17A-5 — 2015-11-30
• X-17A-5 — 2014-12-16
• X-17A-5 — 2013-12-13

Original filing on SEC EDGAR (source of record)