Full text of TORCH PARTNERS CORPORATE FINANCE INC's X-17A-5 filed 2020-03-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | 8 - 69040 | | | | |--------------------------|--------------------------|--|--|--| | | SEC FILE NUMBER | | | | | lours per response 12.00 | | | | | | stimated average burden | | | | | | | Expires: August 31, 2020 | | | | | OMB Number: | | | | | | | OMB APPROVAL | | | | F - #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | | |--------------------------------------------------------------------------|----------------------------------------------------------|------------|------------------------------|--|--| | | MM/DD/YYYYY | | MM/DD/YYYYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | | | | | Torch Partners Corporate Finance Inc. | OFFICIAL USE ONLY<br>FIRM ID, NO. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 33 Cavendish Square | | | | | | | (No. and Street) | | | | | | London | | W1G0PW | | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Rupert Robson | | | 44 20 7227 4693 | | | | | | | (Area Code -- Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | WithumSmith+Brown, PC | | | | | | | | (Name -- if individual, state last, first, middle name ) | | | | | | 200 Jefferson Park Suite 400. | Whippany | NJ | 07981 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE:<br>[x] Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent ma must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}-------------------…Read the full text as markdown