Full text of FIRST CRAFT SECURITIES, LLC's X-17A-5 filed 2020-02-05 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | Expires: | August 31, 2020 | | | |----------|---------------------------|--|--| | | Estimated average burden | | | | | hours per resoonse 12.00 | | | | | | | | | | | | | SEC FILE NUMBER e- 69006 0MB APPROVAL 0MB Number: 3235-0123 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | __________<br>01/01/19 | AND ENDING | _________<br>12/31/19<br>_ | |------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: First Craft Securities, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>16133 Ventura Blvd., Suite 1080 | | | FIRM 1.0. NO. | | Encino | (No and Street)<br>CA | | 91436 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>Daniel Conway | | | 818-272-8890 | | | B. ACCOUNT ANT IDENTIFICATION | | (Arca Code - Telephone Number) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>AJSH & Co LLP | ( Name - if 1ndi1'1dual stale las/, flrsr. middle name) | | | | C-7 /227, Sector-? | Rohini, New Delhi-110085 | | India | | (Address) | (City) | (Statcl | (Zip Code) | | CHECK ONE:<br>certified Public Accountant<br>~Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption ji·om the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2-IO. I 7a-5(e)(2)* SEC 1410 (11-05) **Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valld 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Daniel Conway | , swear (or affirm) that, to the best of…Read the full text as markdown