Full text of ARCADIA SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ARCADIA SECURITIES, LLC (A Limited Liability Company) STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 **PART** Ill SEC FILE NUMBER **8-50764** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|------|------------------------------|-----------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | | | AND ENDING 12/31/2023 | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: _A_r_c_a_d_ia_S_e_c_u_ri_ti_e_s_L_L_C | | | | ____________<br>_ | | | | TYPE OF REGISTRANT {check all applicable boxes}:<br>C!l Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1370 Avenue of the Americas 29th floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10019 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Thomas Kikis | 212 231 4103 | | tkikis@arcadiasecurities.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | | | 185 Crossways Park Drive | (Name - if individual, state last, first, and middle name)<br>Woodbury | | NY | 11797 | | | | (Address) | (City) | | (State) | (Zip Code} | | | | 12-14-2004 | | 2107 | | | | | | l"<br>of Regimatio, with PCAOBl(if applicable) | | | | {PCAOB Registcatio, N ,mbec, if apPlicable JI | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an i…Read the full text as markdown