# NETREX CAPITAL MARKETS, LLC X-17A-5 (2021-03-30) — Broker-dealer annual report - Company: NETREX CAPITAL MARKETS, LLC - Form: X-17A-5 - Filed: 2021-03-30 - Period: 2020-12-31 - Accession: 0001539379-21-000002 - CIK: 1539379 - File #: 8-69037 - Material weakness: No - Auditor: Mayer Hoffman McCann CPAs - Auditor location: New York, NY - Contact: Brent Hippert - Phone: 443-541-8400 - Signed by: Brent Hippert (CFO) Original filing: https://www.sec.gov/Archives/edgar/data/1539379/000153937921000002/pub_nx20p.pdf --- {0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden ## hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 69037
8- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 01/01/20 | 12/31/20
REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------|------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | Netrex Capital Markets, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | 270 South Service Road, Suite 45
___________________________________________________________________________________________________________________ | | | | | | | (No. and Street) | | | | | ___________________________________________________________________________________________ | NY | | 11747-2339
__________________________ | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT
_____________________________________________________________________________________________________________________
Brent Hippert 443-541-8400 | | | | | | | | | (Area Code – Telephone Number) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Mayer Hoffman McCann CPAs | | | | | | _____________________________________________________________________________________________________________________ | (Name – if individual, state last, first, middle name) | | | | | 5 Bryant Park
_____________________________________________________________________________________________________________________ | New York | NY | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ✔
Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC 1410 () **unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** # I, Brent Hippert , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to ttie firm of Netrex Capital Markets, LLC as ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ · of December 31 are true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: CFO This report\*\* contains (check all applicable boxes): **0** (a) Facing Page. - 0 (b) Statement of Financial Condition. - O (c) Statement of Income (Loss) or, if there is other comprehensive income in the period(s) presented, a Statement of Comprehensive Income (as defined in §210.1-02 of Regulation S-X). § ( d) Statement of Changes in Financial Condition. - - (e) Statement of Changes in Stockholders' Equity or Partners' or Sole Proprietors' Capital. - (f) Statement of Changes in Liabilities Subordinated to Claims of Creditors. - § (g) Computation of Net Capital. - (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3. - (i) Information Relating to the Possession or Control Requirements Under Rule l 5c3-3. - **D** U) A Reconciliation, including appropriate explanation of the Computation of Net Capital Under Rule 15c3-l and the Computation for Determination of the Reserve Requirements Under Exhibit A of Rule I 5c3-3. - **D** (k) A Reconciliation between the audited and unaudited Statements of Financial Condition with respect to methods of consolidation. - - § (1) An Oath or Affirmation. (m) A copy of the SIPC Supplemental Report. - (n) A report describing any material inadequacies found to exist or found to have existed since the date of the previous audit. *\*\*For conditions of confidential treatment of certain portions of this filing, see section 240.17a-5(e)(3).* ![](_page_1_Figure_19.jpeg) {2}------------------------------------------------ # Netrex Capital Markets, LLC #### STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 ### ASSETS | Cash | ಲ್ಲಿ | 561.637 | |---------------------|------|---------| | Accounts Receivable | | 50.000 | | Prepaid Expenses | | 4,846 | | Total Assets | | 616,483 | ### LIABILITIES AND MEMBER'S EQUITY | Accounts payable and accrued expenses (Note 4)
Deferred Revenue | ಲ್ಲಿ | 38.589
50.000 | |--------------------------------------------------------------------|------|------------------| | Total Liabilities | | 88.589 | | MEMBER'S EQUITY | | 527,894 | | Total Liabilities and member's equity | | 616,483 | Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.