Full text of MAREX CAPITAL MARKETS INC.'s X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition Marex Capital Markets Inc. December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ Statement of Financial Condition December 31, 2023 #### Contents | Oath or Affirmation | | |---------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm | | | Statement of Financial Condition | | | Notes to Statement of Financial Condition | | {2}------------------------------------------------ Oath or Affirmation | | | | OMB APPROVAL | | | | | | | |-----------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|-------------------------------------------------|--|--|--|--|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | | | | | hours per response: 12 | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | | | | FORM X-17A-5 | | 8-69039 | | | | | | | | | PART III | | | | | | | | | | | FACING PAGE | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 10/01/2022 AND ENDING 12/31/2023 | | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: Marex Capital Markets Inc. | | | | | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | | | _ Major security-based swap participant | | | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 140 East 45th Street, 10th Floor | | | | | | | | | | | | (No. and Street) | | | | | | | | | | New York | New York | | 10017 | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Christopher Bates | 212-844-3693 | | cbates@mare…Read the full text as markdown