Full text of BDA ADVISORS INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### BDA ADVISORS INC. (SEC I.D. No. 8-69049) FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULE **FOR THE YEAR ENDED DECEMBER 31, 2023** **AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING flRM AND REVIEW REPORT REGARDING EXEMPTION PROVISIONS** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a•5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1/01/2023 MM/00/YY** AND ENDING 1213112023 **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: BOA Advisors Inc. TYPE OF REGISTRANT (check all applicable boxes): **MM/00/YY** [!] Broker-dealer D Security-based swap dealer □ Major security-based swap participant **D Check here if respondent is also an OTC derivatives dealer** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1270 Avenue of the Americas Suite 2901 **( No. and Street)** New York NY 10020 **(City) (State} (ZipCodel** PERSON TO CONTACT WITH REGARD TO THIS FILING Bill Pullano 212 265 5300 bpullano@bdapar1 **(Name) (Area Code -Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Wei Wei Co. **(Name - if individual, state last, first, and middle name)** 133-10 39th Ave Flushing NY 11354 **(Address) (City) (State) (Zip Code)** 2388 r•• **of Reg;,t,atioo w;th PCAOB)UI appll�bl•J FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17** **CFR 240.17a-5(e}(l)(ii), if applicable.** **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, William Pullano | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------|--------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown