Full text of CRITO CAPITAL LLC's X-17A-5 filed 2021-05-27 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURIUESAND EXCHANGECOJ.\IIMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | | |-------------|--------------|---------------------------| | 0MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | SEC FILE NUMBER | | | | |-----------------|--|--|--| | 8-69050 | | | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 04/01/2020 | -----------<br>AND ENDING 03/31/2021 | | | | | |----------------------------------------------------------------------------------------|---------------------------------------------------------|---------|------------------------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: CRITO CAPITAL LLC | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 8 WRIGHT STREET SUITE 107 | | | | | | | WESTPORT | (No. and Street)<br>CT | | 06880 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>TED GILLMAN | | | 203-423-5601 | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | RSGNC&S CERTIFITED PUBLIC ACCOUNTANT PPL | | | | | | | | (Name - if individual, state last, firs/, middle 'name) | | | | | | 97 FROEHLICH FARM BLVD | WOODBURY | NY | | 11797 | | | (Address) | (City) | (State) | | (Zip Code) | | | CHECK ONE: | | | | | | | It/ I<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unle…Read the full text as markdown