Full text of PIEDMONT SECURITIES LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSf ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours r res nse 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII | | SEC FILE NUMBER | |----|-----------------| | 8- | 69057 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder ,. . ;�. /qt.-.·, *r ,* | REPORT FOR THE PERIOD BEGINNING | 01/012018 | AND ENDING | 12/31/2018.··, .,.·<br>. -. \ | |-------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------------| | | MM/DD/YY | | ?iiMIDD/YY<br>::: ;<br>, ! , : . \ .::r:<br>� | | | A. REGISTRANT IDENTIFICATION | | | | NAME or BROKER-DEALER: Piedmont Securities, LLC | | | OFFICIAL USE ONLY .<br>' ''• | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D�· NO. | | 215 S. Main Street, Suite 201 | | | | | | (No. and Street) | | | | Davidson | NC | | 28036 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBE<br>Gregory F. Fawcett, II | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code -Telephone Number) | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>&<br>Goldman<br>Company, CPA's, P.C. | (Name - if individual, state last, first, middle name) | | | | | | | | | 3535 Roswell Road, Suite 32<br>(Address) | Marietta<br>(City) | GA | 30062<br>(Zip Code) | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valld OMB control number. SEC 1410 (11-05} {1}------------------------------------------------ ## OATH OR AFFIRMATION # I, Gregory F. Fawcett, II , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of ������������������������������������������' Piedmont Securities, LLC as of December 31 20 18 are true and corr…Read the full text as markdown