INX Securities, LLC X-17A-5 (2024-02-23) — Broker-dealer annual report

Full text of INX Securities, LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | |---------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|---------------------|----------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | | Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | Public | | | hours per response: 12 | | | | Document | ANNUAL REPORTS | | | | | | | FORM X-17A-S | | SEC FILE NUMBER | | | | | | | 8-69058 | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01f2023<br>AND ENDING 1213112023 | | | | | | | MM/DD/VY | | | ----------<br>MM/DD/ Y Y | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: INX SECURITIES LLC | | | | | | | | | | | | | | ■<br>TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | Broker-dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 252 BRADLEY COURT | | | | | | | | (No. and Street) | | | | | | | | | | | | | HOLLAND | PA | | 18966 | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | VLAD UCHENIK | 215-806-9031 | vlad.uchenik@inx.co | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Michael T Remus CPA | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/23/2010 | | 3598 | | | | | of Reglstcatioo with PCAOB)llf applicable) | | | (PCAOB Reglstcatioo Nombec, If appHcable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | "<br>T<br>* | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on…

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