Full text of AVALON WEALTH MANAGEMENT LLC's X-17A-5/A filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # AV ALON WEAL TH MANAGEMENT LLC #### FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION ## FOR THE #### YEAR ENDED DECEMBER 31, 2021 #### AND REPORT OF INDEPENDENT REGISTERED #### PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0M8 Number l23S-012:3<br>holres; O,t. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|------------------------------------------|----------------------------------------------------------------------------------------------------------------------|------------------------------| | | ANNUAL REPORTS | | | SfC fltl: NUM8£R | | | FORM X-17A-5 | | | 8-69066 | | | PARTUf | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rutes 17a.-5, 17a-12, and 18a-7 under the Securities Exchange Act of .1934 | | | | | Fil.ING FOR THE PERIOD BEGINNING 01/01/2021 | | ANO ENDING 'f-2/31/2021 | | ·~<br>~ | | | MM/OD/'fY | | | MM/D0/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF Ft RM: Avalon Wealth Management LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>-<br>Check here if rcsi:iondent is also an OTC dP.rivatives. dealer | O Security-based swap dealer | D Major security-based .swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | | 2929 Allen Parkway, Suite 3000 | | | | | | | (No . and Street) | | | | | Houston | Texas | | | 77019 | | (City) | {State) | | | (Zip Code} | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Christina Ibrahim | 713-238-2050 | | | cibrahirn@avalonadvisors.com | | (Namej | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Melton & Melton L. L. P. | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | 6002 Rogerdale Road, Ste 200 Houston | | | Texas | 77072 | | {Address) | (City) | (State) | | (Zip Co…Read the full text as markdown