Full text of STOCKKINGS CAPITAL LLC's X-17A-5 filed 2026-05-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CONFIDENTIAL ,D.C. 20549 STATES HANGE COMMISSION Washington UNITED SECURITIES AND EXCHH Expires Estimated average burden hours per response: 12 30,2ozb OMB APPROVAL OMB Number: 3235-0123 Гиріroo os C0 С0С #### T III REPORTS <-17A-5 PAR ANNUAL FORM К | SEC FILE NUMBER | |-----------------| |-----------------| AL USE ONLY (State) (Zip Code) 6543 (PCAOB Registration Number, if applicable) are contained in this filing\* last, first, and middle name) TV 77707 FOR OFFICI (Address) 03/19/2019 (Date of Registration with PCAOB)(if applicable) Bea (City) INDEPENDENT PUBLIC ACCOUNTANT whose reports NTT & Company, PLLC (Name - if individual, state EE Miotloto o 5820 ohone Number) IDENTIFICATION glewis@stockkingscapital.com (Email Address) NY (State) 10004 (Zip Code) use<sup>a</sup> P.O. box no.) d Street) er Major security-based swap participant Gregory Lewis (Name) 212.763.5 (Area Code - Telep B. ACCOUNTANT New York (City) PERSON TO CONTACT WITH REGARD TO THIS FILING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not 30 Broad Street, Suite 1428 (No. anc NAME OF FIRM: Lockkings Capnar TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap deale Check here if respondent is also an OTC derivatives deale 12/31/25 AND ENDING D/YY MM/DD/YY IDENTIFICATION G PAGE ,and 18a-7 under the Securities Exchange Act of 1934 01/01/25 FILING FOR THE PERIOD BEGINNING MM/DE A. REGISTRANT FACINO Information Required Pursuant to Rules 17a-5, 17a-12 ports be covered by the reports of an independent public cumstances relied on as the basis of the exemption. See 17 \* Claims for exemption from the requirement that the annual re accountant must be supported by <sup>a</sup> statement of facts and cir CFR 240.17a-5(e)(1)(ii), if applicable. ntained in this form are not required to respond unless the form Persons who are to respond to the collection of information cor displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### AFFIRMATION OATH OR A | I, Gregory Lewis | | r (or affirm) that, to the best of my knowledge and belief, the<br>swea | | |------------------------------------------------------------------|-------|----------------------------------------------------------------------------------------|--| | financial report pertaining to the firm of Stockkings Capital Li | | LC<br>as of | | | 12/31 | 2 025 | rect. I further swear (or affirm) that neither the co…Read the full text as markdown