# TD PRIVATE CLIENT WEALTH LLC X-17A-5 (2018-12-19) — Broker-dealer annual report

- Company: TD PRIVATE CLIENT WEALTH LLC
- Form: X-17A-5
- Filed: 2018-12-19
- Period: 2018-10-31
- Accession: 0001551017-18-000005
- CIK: 1551017
- File #: 8-69105
- Material weakness: No
- Auditor: Ernst & Young
- Auditor location: New York, NY
- Contact: Robert Moserowitz
- Phone: 2128272726
- Signed by: Richard Rosenthal (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1551017/000155101718000005/TDPCWSOFC1.pdf

---

X-17A-5

 0001551017
 XXXXXXXX

 LIVE

 false
 false
 false

 11-01-2017
 10-31-2018
 Broker-dealer
 N

 TD PRIVATE CLIENT WEALTH LLC

 444 MADISON AVENUE, 11TH FLOOR
 NEW YORK
 NY
 10022

 Robert Moserowitz
 2128272726

 Ernst & Young

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Richard Rosenthal
 TD PRIVATE CLIENT WEALTH LLC
 10-31-2018
 Richard Rosenthal
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.