# TD PRIVATE CLIENT WEALTH LLC X-17A-5 (2019-12-23) — Broker-dealer annual report

- Company: TD PRIVATE CLIENT WEALTH LLC
- Form: X-17A-5
- Filed: 2019-12-23
- Period: 2019-10-31
- Accession: 0001551017-19-000005
- CIK: 1551017
- File #: 8-69105
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Robert Moserowitz
- Phone: 212-827-2726
- Signed by: Richard Rosenthal (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1551017/000155101719000005/TDPCWSOFC2019rv.pdf

---

X-17A-5

 0001551017
 XXXXXXXX

 LIVE

 false
 false
 false

 11-01-2018
 10-31-2019
 Broker-dealer
 N

 TD PRIVATE CLIENT WEALTH LLC

 444 MADISON AVENUE, 11TH FLOOR
 NEW YORK
 NY
 10022

 Robert Moserowitz
 212-827-2726

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Richard Rosenthal
 TD PRIVATE CLIENT WEALTH LLC
 10-31-2019
 Richard Rosenthal
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.