Full text of TD PRIVATE CLIENT WEALTH LLC's X-17A-5 filed 2021-12-22 (period 2021-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # STATEMENT OF FINANCIAL CONDITION October 31, 2021 {1}------------------------------------------------ # Statement of Financial Condition October 31, 2021 # **Contents** | Annual Audited Report X-17A-5 –<br>Part III2 | | |----------------------------------------------------------|--| | Oath or Affirmation<br>3 | | | Report of Independent Registered Public Accounting Firm4 | | | Statement of<br>Financial<br>Condition<br>5 | | | Notes to Statement of Financial Condition6 | | {2}------------------------------------------------ | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | | | {3}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {4}------------------------------------------------  Ernst & Young LLP One Manhattan West New York, NY 10001 Tel: +1 212 773 3000 Fax: +1 212 773 6350 ey.com # **Report of Independent Registered Public Accounting Firm** The Shareholder and Board of Directors of TD Private Client Wealth LLC #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of TD Private Client Wealth LLC (the Company) as of October 31, 2021 and the related notes (the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company at October 31, 2021, in conformity with U.S. generally accepted accounting principles. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included perform…Read the full text as markdown