Full text of PROPEL ADVISORY GROUP, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ?ubl ic.l { AVAi *I 1th/e-*UNITED STATES SECURITIESANDEXCHANGECOMMJSSION Washington, D.C. 20549 ANNUAL AUDITED REPORT FORM X·17A-5 PART Ill OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response ••.... 12.00 SEC ALE NUMBER a.69124 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of1934 and Rule 17a-S Thereunder REPORT FOR THE PERIOD BEGINNING 01 /01 /2020 AND ENDING �12�/3�1 /2�02�0 ����� *MMIDDNY* A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: Propel Advisory Group, Inc. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 2215 lxora Avenue MMJDD/YY OFFICIAL USE ONLY FIRM 1.0. NO. Sarasota {City) (No. and Street) FL (State) 34234 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Aaron Prisco 404-876-1119 (Area Code - Telephone Nwnber) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• David Lundgren and Company, CPAs (Name - *if individual, state last, first, middle* name) 505 N Mur-Len Rd (Address) Olathe (City) KS (State) 66062 (Zip Code) CHECK ONE: ("'!Certified Public Accountant B Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement lhaJ the annual report be covered by the opinion of an independent public accountant* *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 140.17 a-5(e)(2)* PQtentlal persons who are to respond to the collection Of Information contained in this form are not required to respond unless the form displays a currenttyvalld OMBcontrol number, {1}------------------------------------------------ # **OATH OR AFFIRMATION** | J, Aaron Prisco | , swear (or affirm) that, to the best of | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown