Full text of NEXPOINT SECURITIES, INC.'s X-17A-5 filed 2026-04-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements for the Year Ended December 31, 2025 Supplementary Schedules pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: <sup>12</sup> # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |---------|-----------------|--| | 8-66705 | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|-----------------|--------------------------------------------|--| | | /<br>/<br>2025 | 2/31/ | 2025 | | | FILING FOR THE PERIOD BEGINNING 01 | 01<br>MM/DD/YY | AND ENDING 1 | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: NexPoint Securities, | nc.<br>I | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>□ Major security-based swap participant<br>[E Broker-dealer<br>[c<br>heck here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P .0. box no.) | | | | | | 200 Crescent Court, Suite 700 | | | | | | | (No. and Street) | | | | | Dallas | TX | | 75201 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sarah Russell | 631-400-4720 | | srussell@cxgllc.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | Cohen & Company, Ltd | | | | | | (Name -if | individual, state last, first, and middle name) | | | | | 350 Euclid Avenue, Suite 800 Cleveland<br>1 | | OH | 44115 | | | (Address) | (City) | (State) | (Zip Code) | | | 2/<br>7/2003<br>1<br>1 | | 925 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must b…Read the full text as markdown