Full text of TUXEDO CAPITAL PARTNERS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITEDSTATF.S<br>SEClJJUTIESANDEXCIIA.�GECOMMISmON<br>WulliD.gton. D.C. 20549 | | OMS APPROVAi.<br>OMB Number:<br>3235-0123<br>-<br>August 31, 2020<br>Expires:<br>Estimated average burden | |-----------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------------------------------------------------------| | | ANNUAL AUDITED REPORT | | 12.00<br>hours�·<br>· | | | FORM X·17A-5 | | i SEC FILE NUMBER | | | PART Ill | | •<br>69142<br>1 | | , ,-.-.-<br><br>.<br>. . | -<br>FACING P'AGE �·-:-·-- | -<br>, -<br>·- -<br>·-�·<br>· | -<br>-·.-.,-,.·-<br>•<br>· ·:s:·-::··"-;--:;�.·�·-:·: : | | | Information Required of Broken and Dealers Punoant to Section 17 of the<br>Securities Exchange Act of 1934 a•d Rule 17a-5 Tllereander | | | | REPORT FOR THE l'ERIOD BEGINNING 01 /01 /2020 | | | AND ENDING �12/�31�/20�20 ����� | | | | | MMIDDIYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME or BROKER-DEALER: Tuxedo Capital Partners, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Donat use P.O. Box No.) | | RRMI.D. NO. | | 525 Greenplace | | | | | | (No. and Street) | | | | New York | NY | | 11598 | | (City) | (State) | | (Zip Code) | | | NAME ANO TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | -<br>(Area Code<br>TelepJimc Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• | | | | David Lundgren and Company, CPAs | | | | | | | | | | 505 N Mur-Len Rd | Olathe | KS | 66062 | | (Address} | (City) | (Swc) | (Zq, Code) | | CHECK ONE: | | | | | Certified Public Account.ant | | | | | | | | | | | | | | | Public Accountant | | | | | § | Accountant not resident in United Suttes or any of its possessions.<br>POR OFPICIAL UN OIILY | | | *•claims for exemptiun from tlu! requirement 1hal lht! annual report be <:ovued by /he opinion of an i'RdlJpendent public cu:co11ntant mr,.st be supported by a statement of facts ""4 circumstance: relied OR as tM b<lsi6for* die *au,ptlon. See Section 240.17a·5(e)(2J* > Potentt.l persona who are to raponcS to the colllctlon of lnfomatton contained lnthla form uenotrequlredto reapond unlNStllef0119,,\_IMJS•OUrrentlyvdd0 ... controlnumber'. SS} 1410 (11-0S) {1}----…Read the full text as markdown