Full text of FALCON SQUARE CAPITAL, LLC's X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **Falcon Square Capital, LLC** Financial Statements and Supplementary Information For the Year Ended December 31, 2025 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## SEC FILE NUMBER 8-69147 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0 1/0 | 1/20 | 25 | AND ENDING 12/31/2025 | | ---------- | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------|--------------------------------|------------------------------------------------------------|-------------------------------|-----------------------------------------------| | | | MM/DD/YY | | | MM/DD/ Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Falcon Square Capital, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here /respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3701 Lake Boone Trail, Suite 100 | | | | | | | | | (No. and Street) | | | | | Raleigh | | NC | | | 27607 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Braxton Wall | 919 825 1534 | | | bwall@falconsquarecapital.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Batchelor Tillery & Roberts, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3605 Glenwood Avenue, Suite 350 | | Raleigh | | NC | 27612 | | (Address) | | (City) | | (State) | (Zip Code) | | 2009 | | | 3675 | | | | T"<br>of Re.sna<ioo wrth PCAOB)Of apphcableJ | | | | | I<br>{PCAOB RegfstraUoo N,mbec, ff apphcabfe) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be sup…Read the full text as markdown