Full text of DRIVEWEALTH, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-69161 ## ANNUAL REPORTS FORM X-17A-5 PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------------------|--|--|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/23<br>12/31/23<br>AND ENDING | | | | | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: DriveWealth, LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 15 Exchange Place, Suite 1010 | | | | | | | | | | | | (No. and Street) | | | | | | | | | | Jersey City | 07302<br>New Jersey | | | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Jay Tuminaro | (551) 362-1498<br>jtuminaro@drivewealth.com | | | | | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | NDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Grant Thornton LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 757 Third Ave, 9th Floor | New York | NY | 1001 / | | | | | | | | Address) | (City) | (State) | (Zip Code) | | | | | | | | 09/24/2003 | | 248 | | | | | | | | | Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | * Claims for ovemption from the roquirement that the annual ranger of an indopondant public | FOR OFFICIAL USE ONLY | | | | | | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5…Read the full text as markdown