CLSA AMERICAS, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of CLSA AMERICAS, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CLSA AMERICAS, LLC
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0001558345-20-000005
• CIK: 1558345
• File #: 8-69166
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: William Holub
• Phone: 2125495062
• Signed by: William C. Holub (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0001558345 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CLSA AMERICAS, LLC 1301 AVENUE OF THE AMERICAS, 15TH FLOOR NEW YORK NY 10019 William Holub 2125495062 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant William C. Holub CLSA AMERICAS, LLC 12-31-2019 William C. Holub Chief Financial Officer Y

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• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
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Original filing on SEC EDGAR (source of record)