Full text of GLASSRATNER SECURITIES, LLC's X-17A-5 filed 2019-01-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: August31, 2020 Estimated average burden hours per response ... ... 12.00 SEC FILE NUMBER 8-69172 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | FACING PAGE | | |-------------|--| Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING 1/01/2018<br>AND ENDING 12/31/2018 | | | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|------------------------------------|--| | | MM/DD/YY | | ----------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Glass Ratner Securities, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | | 3445 Peachtree Road, Suite 1225 | | | | | | | (No. and Street) | | | | | | ~cv--~ ,·A | | 30326 | | | (City) | (State) | | (Zip Code) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report•<br>Aprio, LLP | | | | | | | (Name- if indil'iduat, state last, first, middle name) | | | | | Five Concourse Parkway, Ste. 1 000 Atlanta | | GA | 30328 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I" I<br>Certified Pub I ic Accountant | | | | | | Public Accountant | | | | | | a | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basisfor the exemption. See Section 240. 17a-5(e){2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 14i0 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Todd Beresin | | | , swear (or affirm) that, to the best of | |----------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown