Full text of CHINA RENAISSANCE SECURITIES (US) INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ CHINA RENAISSANCE SECURITIES (US) INC. (A Wholly Owned Subsidiary of CHINA RENAISSANCE HOLDINGS LIMITED) (S.E.C. File No. 8-69197) Statement of Financial Condition And Report of Independent Registered Public Accounting Finn December 31 , 2020 {1}------------------------------------------------ # UNITED STATES 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** | Washington, D.C. 20549 | 0MB Number: | | 3235-0123 | | |------------------------|---------------------------|-------------------|-----------|--| | | Expires: | October 31 , 2023 | | | | | [Estimated average burden | | | | | | hours per response | | 12.00 | | **8-69197** SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** # **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | ___ | | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|------------|-----------------------------------------| | REPORT FOR THE PERJOD BEGTNNTNG. | ___<br>----'0"-'1:: /0,_1 /2=0=20.__ | AND ENDING | ___<br>1=2"'-" /3::1 =2=02=0'-----<br>/ | | | MM/DDNY | | MM/DONY | | | A. REGISTRANT IDENTIFICATION | | | | NAME Of BROKER-DEALERS: China Renaissance Securities (US) Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 600 Fifth A venue, 21., Floor | | | FIRM I.D. NO. | | | (No. and Street) | | | | New York | NY | | 10020 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Jonathan Hong | | | 212-554-2958 | | | | | (Area Code - Telephone Nwnber) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | WithumSmitb+Brown, PC | | | | | 1411 Broadway, 23'd Floor | New York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountants<br>IB:l<br>D Public Accountant<br>D Accountant not resident in United States or any of its possessions. | | | | # **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption.…Read the full text as markdown