# THREE OCEAN SECURITIES LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

- Company: THREE OCEAN SECURITIES LLC
- Form: X-17A-5
- Filed: 2018-02-28
- Period: 2017-12-31
- Accession: 0001563960-18-000001
- CIK: 1563960
- File #: 8-69203
- Material weakness: No
- Auditor: Raines and Fischer LLP
- Auditor location: New York, NY
- Contact: David W. Knowlton
- Phone: 212-259-0559
- Signed by: David W. Knowlton (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1563960/000156396018000001/2017auditreportthreeocean-.pdf

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X-17A-5

 0001563960
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 THREE OCEAN SECURITIES LLC

 551 FIFTH AVENUE, SUITE 3800
 NEW YORK
 NY
 10176

 David W. Knowlton
 212-259-0559

 Raines and Fischer LLP

 555 Fifth Avenue, 9th Floor
 New York
 NY
 10017

 Certified Public Accountant

 David W. Knowlton
 THREE OCEAN SECURITIES LLC
 12-31-2017
 David W. Knowlton
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.