# THREE OCEAN SECURITIES LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

- Company: THREE OCEAN SECURITIES LLC
- Form: X-17A-5
- Filed: 2020-02-27
- Period: 2019-12-31
- Accession: 0001563960-20-000002
- CIK: 1563960
- File #: 8-69203
- Material weakness: No
- Auditor: Raines and Fischer LLP
- Auditor location: New York, NY
- Contact: David W. Knowlton
- Phone: 212-259-0559
- Signed by: David W. Knowlton (Chief Executive officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1563960/000156396020000002/2019auditreport3ocean_.pdf

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X-17A-5

 0001563960
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 THREE OCEAN SECURITIES LLC

 551 FIFTH AVENUE, SUITE 1620
 NEW YORK
 NY
 10176

 David W. Knowlton
 212-259-0559

 Raines and Fischer LLP

 555 Fifth Avenue, 9th Floor
 New York
 NY
 10017

 Certified Public Accountant

 David W. Knowlton
 THREE OCEAN SECURITIES LLC
 12-31-2019
 David W. Knowlton
 Chief Executive officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.