# NOMURA GLOBAL FINANCIAL PRODUCTS INC. X-17A-5 (2016-06-02) — Broker-dealer annual report

- Company: NOMURA GLOBAL FINANCIAL PRODUCTS INC.
- Form: X-17A-5
- Filed: 2016-06-02
- Period: 2016-03-31
- Accession: 0001564206-16-000006
- CIK: 1564206
- File #: 8-69208
- Material weakness: No
- Auditor: Ernst and Young LLP
- Auditor location: New York, NY
- Contact: ralph mattone
- Phone: 212-667-9546
- Signed by: Ralph Mattone (Managing Director)

Original filing: https://www.sec.gov/Archives/edgar/data/1564206/000156420616000006/0001564206-16-000006-index.htm

---

X-17A-5

 0001564206
 XXXXXXXX

 LIVE

 true
 false
 true

 04-01-2015
 03-31-2016
 Broker-dealer
 OTC derivatives dealer
 N

 NOMURA GLOBAL FINANCIAL PRODUCTS INC.

 WORLDWIDE PLAZA
 309 WEST 49TH STREET
 NEW YORK
 NY
 10019

 ralph mattone
 212-667-9546

 Ernst and Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Ralph Mattone
 NOMURA GLOBAL FINANCIAL PRODUCTS INC.
 03-31-2016
 Ralph Mattone
 Managing Director
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.