# NOMURA GLOBAL FINANCIAL PRODUCTS INC. X-17A-5 (2019-05-28) — Broker-dealer annual report

- Company: NOMURA GLOBAL FINANCIAL PRODUCTS INC.
- Form: X-17A-5
- Filed: 2019-05-28
- Period: 2019-03-31
- Accession: 0001564206-19-000002
- CIK: 1564206
- File #: 8-69208
- Material weakness: Yes
- Auditor: Ernst & Young
- Auditor location: New York, NY
- Contact: Christy Schaffner
- Phone: 212-667-8903
- Signed by: Eugene Chiulli and Richard Lunder (Chief Financial Officer and Chief Operating Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1564206/000156420619000002/NGFPSOFC033119.pdf

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X-17A-5

 0001564206
 XXXXXXXX

 LIVE

 true
 false
 false

 04-01-2018
 03-31-2019
 Broker-dealer
 OTC derivatives dealer
 Y

 NOMURA GLOBAL FINANCIAL PRODUCTS INC.

 WORLDWIDE PLAZA
 309 WEST 49TH STREET
 NEW YORK
 NY
 10019

 Christy Schaffner
 212-667-8903

 Ernst & Young

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Eugene Chiulli and Richard Lunder
 NOMURA GLOBAL FINANCIAL PRODUCTS INC.
 03-31-2019
 Eugene Chiulli and Richard Lunder
 Chief Financial Officer and Chief Operating Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.