Full text of JM FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2026-05-26 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill SEC FILE NUMBER 8-69218 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **4/1/2025** MM/DD/VY AND ENDING **3/31/2026** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: JM Financial Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | A<br>f<br>h<br>A<br>1<br>1<br>7<br>7<br>t<br>v<br>e<br>n<br>u<br>e<br>o<br>e | O<br>i<br>h<br>F<br>l<br>5<br>t<br>m<br>e<br>r<br>c<br>a<br>s<br>o<br>o<br>r<br>,<br>, | f<br>f<br>i<br>N<br>5<br>0<br>4<br>c<br>e<br>o | d<br>5<br>5<br>0<br>4<br>6<br>a<br>n | | |--------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|----------------------------------------------------------|--| | | (N<br>nd<br>S<br>)<br>tre<br>et<br>o.<br>a | | | | | N<br>Y<br>k<br>e<br>w<br>o<br>r | N<br>Y | 1<br>0<br>0<br>3<br>6 | | | | (C<br>ity<br>) | (S<br>)<br>ta<br>te | | (Z<br>ip<br>Co<br>de<br>} | | | PE<br>RS<br>O<br>N<br>TO<br>C<br>O<br>NT<br>A<br>C<br>T<br>W<br>IT<br>H<br>R<br>EG | A<br>RD<br>T<br>O<br>T<br>H<br>IS<br>F<br>IL<br>IN<br>G | | | | | E<br>i<br>l<br>A<br>b<br>b<br>m<br>y<br>r<br>u<br>z<br>z<br>e<br>s<br>e | 5<br>1<br>6<br>-8<br>5<br>8<br>-4<br>7<br>6<br>6 | @<br>il<br>em<br>y<br>m | st<br>te<br>gi<br>av<br>en<br>ra<br>c.<br>co<br>m | | | (N<br>e)<br>am | (A<br>Co<br>de<br>Te<br>le<br>ph<br>Nu<br>be<br>r)<br>re<br>a<br>on<br>e<br>m<br>- | (E<br>ai<br>l A<br>dd<br>m<br>re | )<br>ss | | | | B<br>. A<br>C<br>C<br>O<br>U<br>N<br>TA<br>N<br>T<br>ID<br>EN<br>T<br>IF<br>IC<br>A<br>T | IO<br>N | | | | IN<br>D<br>EP<br>EN<br>D<br>EN<br>T<br>PU<br>BL<br>IC<br>A<br>C<br>C<br>O<br>U<br>N<br>K<br>N<br>A<br>V<br>P<br>.A | TA<br>N<br>T<br>ho<br>ai<br>d<br>rt<br>nt<br>se<br>r<br>ep<br>o<br>s<br>ar<br>e<br>co<br>…Read the full text as markdown