Full text of 303 ALTERNATIVES, LLC's X-17A-5 filed 2026-06-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **December 31, 2025 AVAILABLE FOR PUBLIC INSPECTION** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **OMB APPROVAL OMB Number: 3235-0123** Expires: November 30, 2026 Estimated average burden hours per response ..........12.00 **SEC FILE NUMBER** **8-69225** (Area Code – Telephone No) #### **ANNUAL REPORT FORM X-17A-5 PART lll** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING **01/01/25** AND ENDING **12/31/25 MM/DD/YY MM/DD/YY** #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: #### **303 ALTERNATIVES, LLC** TYPE OF REGISTRANT (check all applicable boxes): [X] **Broker-dealer** ☐ **Security-based swap dealer.** ☐ **Major security-based swap participant** ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | 401 West Superior Street, Suite 101 | | | | | |-------------------------------------|----------|------------|--|--| | (No. and Street) | | | | | | | | | | | | Chicago | Illinois | 60654 | | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REAGARD TO THIS FILING **James Urbanowski (312) 605-8011** # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this Filing\* #### **MH Audit & Tax LLC, Certified Public Accountant** (Name – if individual, state last, first, middle name) | 111 West Jackson Boulevard, Suite 1700<br>Chicago | | Illinois | 60604 | | | | |------------------------------------------------------------------------------------------------|--------|--------------------------------------------|------------|--|--|--| | (Address) | (City) | (State) | (Zip Code) | | | | | _____9/23/2025______________________________________________________________7341______________ | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17CFR 240.17a-5(e)(…Read the full text as markdown