SYMPHERON SECURITIES LLC X-17A-5 (2016-05-02) — Broker-dealer annual report

Full text of SYMPHERON SECURITIES LLC's X-17A-5 filed 2016-05-02 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SYMPHERON SECURITIES LLC
• Form: X-17A-5
• Filed: 2016-05-02
• Period: 2015-12-31
• Accession: 0001572847-16-000005
• CIK: 1572847
• File #: 8-69258
• Material weakness: No
• Auditor: Widmer Roel PC
• Auditor location: Fargo, ND
• Contact: James Spielman
• Phone: 917-887-8840
• Signed by: James D. Spielman, Jr. (Manging Partner & CEO)

Document text (excerpt)

X-17A-5 0001572847 XXXXXXXX LIVE true false false 09-11-2015 12-31-2015 Broker-dealer N SYMPHERON SECURITIES LLC 3523 45TH ST S #100 FARGO ND 58104-8962 James Spielman 917-887-8840 Widmer Roel PC 4334 18th Ave S #100 Fargo ND 58103 Certified Public Accountant James D. Spielman, Jr. SYMPHERON SECURITIES LLC 04-21-2016 James D. Spielman, Jr. Manging Partner & CEO Y

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