Full text of BREAKWATER GROUP DISTRIBUTION SERVICES, LLC's X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUM BER | | |------------------|--| | 8-69269 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|--|--|--|--| | AND ENDING 12/3<br>FILING FOR THE PERIOD BEGINNING O 1/01/2025<br>1 /<br>2 0<br>2 5 | | | | | | | | | | | | MM/DD/YY<br>MM/DD/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME oF FIRM : Breakwater Group Distribution Services, LLC | | | | | | | | | | | | TYPE OF REG ISTRANT {check all applicable boxes):<br>□ Major security-based swap participant<br>□ Securit y-based sw ap dealer<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | | | | | | | | 350 Madison Avenue -<br>19th Floor | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | | New York<br>NY<br>10017 | | | | | | | | | | | | (City)<br>(State)<br>(Zip Code) | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | | | | | | Dmitriy Rutitskiy<br>212-751-4422<br>drutitskiy@ | | | | | | | | | | | | (Name)<br>(Area Code - Telephone Number)<br>(Email Address) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his f iling*<br>RSM US LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | 151 West 42nd Street, 19th Floor New York<br>NY<br>10036 | | | | | | | | | | | | (Address)<br>(City)<br>(State)<br>(Zip Code) | | | | | | | | | | | | 09/24/2003<br>49 | | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requ irement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as t…Read the full text as markdown