Full text of PCF CAPITAL MARKETS, LLC's X-17A-5 filed 2026-05-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a•5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** | NAME o F FIRM : PCF Capital Markets, LLC | | | |------------------------------------------|--|--| | | | | TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D M ajor security-based sw ap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **12/31/2025** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | One Financial Center | | |----------------------|--| | | | | | (No. and Street) | | |--------|------------------|------------| | Boston | MA | 02111 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Peter F. Flynn | 617 -367 -0099 | Flynn@ peterflynnesq.com | | |----------------|--------------------------------|--------------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are conta ined in t his fi ling\* # Morris & Morris, P.C. | | | 02494 | |--------|-----------------------|---------------------------------------------------------------------------------------------------------------------------------------------| | (City} | (State} | (Zip Code} | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | (Name - if individual, state last, first, and middle name)<br>Needham Heights MA<br>4066<br>I PCAO B Regos'"""" N" m be,, ,1 appl; cable) I | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-S(e){l){ii), if applicable. Persons w ho are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I, Peter Flynn | | swe…Read the full text as markdown