# NOMURA GLOBAL FINANCIAL PRODUCTS INC. X-17A-5 (2017-05-26) — Broker-dealer annual report

- Company: NOMURA GLOBAL FINANCIAL PRODUCTS INC.
- Form: X-17A-5
- Filed: 2017-05-26
- Period: 2017-03-31
- Accession: 0001577010-17-000003
- CIK: 1564206
- File #: 8-69208
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Christy Schaffner
- Phone: 212-667-8903
- Signed by: David Moser and Peter Kontoporakis (Managing Director)

Original filing: https://www.sec.gov/Archives/edgar/data/1564206/000157701017000003/NGFP317SFC.pdf

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X-17A-5

 0001564206
 XXXXXXXX

 LIVE

 false
 false
 false

 04-01-2016
 03-31-2017
 Broker-dealer
 OTC derivatives dealer
 N

 NOMURA GLOBAL FINANCIAL PRODUCTS INC.

 WORLDWIDE PLAZA
 309 WEST 49TH STREET
 NEW YORK
 NY
 10019

 Christy Schaffner
 212-667-8903

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036-6530

 Certified Public Accountant

 David Moser and Peter Kontoporakis
 NOMURA GLOBAL FINANCIAL PRODUCTS INC.
 03-31-2017
 David Moser
 Managing Director
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.