Full text of AEG CAPITAL, LLC's X-17A-5/A filed 2023-09-20 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **AEG CAPITAL, LLC** #### **FINANCIAL STATEMENTS AND REPORT OF** #### **INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** June 30, 2023 Filed as a public document pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. \*\*\*PUBLIC DOCUMENT\*\*\* {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER | | 07/01/2022<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 06/30/2023 | |--------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------------------------------------| | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | AEG Capital, LLC | NAME OF FIRM: _______________________________________________________________________ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 200 W. Madison Street, Suite 2410 | _____________________________________________________________________________________ | | | | (No. and Street) | | | Chicago | Illinois<br>_____________________________________________________________________________________ | 60606 | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Gery Sadzewicz | 8155459616 | gery@gscomplianceconsulting.com | | (Name) | _____________________________________________________________________________________<br>(Area Code – Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | 333<br>W<br>Wacker<br>Dr, | 6th<br>Floor<br>Chicago<br>_____________________________________________________________________________________ | Illinois | 60606 | |--------------------------------------------------|----------------------------------------------------------------------…Read the full text as markdown