Full text of CORPORATE PARTNERS & CO. LLC's X-17A-5 filed 2023-03-02 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| | 8-69303 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_ll\_0l\_/\_22 \_\_\_\_ AND ENDING \_\_ 1\_2/\_3\_1/\_2\_2 \_\_\_ \_ MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_ C\_orp~o\_ra\_te\_P\_artn\_e\_r\_s \_&\_C\_o.\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): IN Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 45 Rockefeller Plaza, Suite 2626 (No. and Street) NewYork NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10111 (Zip Code) Jonathan Kagan {Name) 212-3 32-5820 Jonathan.Kagan@corporatepartnersllc.com (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rolleri Sheppard CPAS, LLP 2150 Post Road, 5th Floor {Address) 03/04/2009 {Name - if individual, state last, first, and middle name) Fairfield (City) rte of Reg;,traUoa **w;th** PCAOB)l;f appHcableJ **FOR OFFICIAL USE ONLY** CT (State) 3437 06824 (Zip Code) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Jonathan Kagan<br>1, | , swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|…Read the full text as markdown