OPTIMA SECURITIES LLC X-17A-5 (2018-02-27) — Broker-dealer annual report

Full text of OPTIMA SECURITIES LLC's X-17A-5 filed 2018-02-27 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: OPTIMA SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-02-27
• Period: 2017-12-31
• Accession: 0001584631-18-000004
• CIK: 1584631
• File #: 8-69337
• Material weakness: No
• Auditor: EisnerAmper
• Auditor location: New York, NY
• Contact: Michael Stupay
• Phone: 212-897-1692
• Signed by: Benjamin Gray (CEO & CCO)

Document text (excerpt)

X-17A-5 0001584631 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N OPTIMA SECURITIES LLC 10 EAST 53RD ST., 29TH FLOOR NEW YORK NY 10022 Michael Stupay 212-897-1692 EisnerAmper 750 Third Avenue New York NY 10017 Certified Public Accountant Benjamin Gray OPTIMA SECURITIES LLC 12-31-2017 Benjamin Gray CEO & CCO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02

Original filing on SEC EDGAR (source of record)