Full text of LIGHTHOUSE CAPITAL GROUP, LLC's X-17A-5 filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ # Table of Contents ### SEC FormX-17A-5 Report of Independent Registered Public Accounting Firm Statement of Financial Condition Statement of Operations Statement of Changes in Members' Equity Statement of Cash Flows Notes to Financial Statements Supplementary Information | Schedule I | Statement of Net Capital | | | |---------------------------------------------------------|-----------------------------------------------|--|--| | Schedule II | Determination of Reserve Requirements | | | | Schedule III | Information Relating to Possession or Control | | | | Assertions Regarding Exemption Provisions | | | | | Report of Independent Registered Public Accounting Firm | | | | {2}------------------------------------------------ | | UNITED STATES | | nMs APP0"VAI | |-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------------|----------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | | OMS Number: 3235--0123 | | Washington, D.C. 20549 | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SE.C FILE NUMBER | | | FORM X-17A-5 | | 8-69350 | | | PART Ill | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | 0_1_ /0_1__/25 ____ | | 1_2_/3_1 __/25 ___ _ | | FILING FOR THE PERIOD BEGINNING __ | MM/DD/YY | AND ENDING __ | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | _ig_h_ th_o__ us_eC_a__ p_it_a<br>NAME oF FIRM: _L | _l _G_ro__u_p_, _L | | L_C _________ _ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | □ Major security-based swap participant | | 0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1055 E Colorado B lvd, Su | ite 310 | | | | | (No. and Street) | | | | Pasade<br>na | CA | | 91106 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Warren Th<br>omas | wth<br>(626) 564-1…Read the full text as markdown