Full text of NORTHILL DISTRIBUTION US INC.'s X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMJSSION Washington, D.C. 20549** CONFIDENTIAL # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | | |--------------------------|-----------------|--|--|--| | 0MB Number: | 3235-0123 | | | | | Expires: | August 31, 2020 | | | | | Estimated average burden | | | | | | hours<br>r res | nse 12.00 | | | | | SEC FILE NUMBER | |-----------------| | B-69369 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of** the **Securities Exchange Act** of **1934** and **Rule 17a-5** Thereunder | -----------<br>REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | |-----------------------------------------------------------------------------------------------------------------------------|------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DD/VY | | MM/DD/VY | | | | | | | | NAME OF BROKER-DEALER: Northill Distribution U.S. Inc.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | | 575 Fifth Ave, 39th Floor | | | | | (No. and Street) | | | | | New York | | 10017 | | | (State) | (Zip Code) | | | | | | 917-238-1263 | | | | | (Area Code - Telephone Number) | | | | | | | | Baker, Tilly, Virchow, Krause LP | | | | | New York, | NY | 10017 | | | (City) | (State) | (Zip Code) | | | lcertified Public Accountant | | | | | | | A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>8. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - ifindi,•iduaf. state fast. first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > **Potential persons who are to respond to the collection of Information con…Read the full text as markdown