Full text of ICG CAPITAL SECURITIES, LLC's X-17A-5 filed 2026-03-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** OMS APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69379 # **ANNUAL REPORTS FORM X-17A.-5 PART** Ill **FACING PAGE** | | Information Required Pursuant to Rules 17a-S, 17a.-12, and 18a-7 under the Securities Excbange Act of 1934 | |--|------------------------------------------------------------------------------------------------------------| |--|------------------------------------------------------------------------------------------------------------| FILING FOR THE PERIOD BEGINNING **01/01 /25** AND ENDING **12/31 /25** M M/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: ICG Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): GJ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 201 South College Street, Suite 1610 | | (No. and Street) | | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|------------|--| | Charlotte | NC | | 28244 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Scott Upton | 704-332-1930 | scott.upton@icgcap.com | | | | (Name} | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Goldman & Company, CPAs, P.C. | | | | | | 3535 Roswel I Road | (Name - if individual, state last, first, and middle name)<br>Marietta | GA | 30062 | | | | (City) | (State) | (Zip Code) | | | (Address)<br>06/25/2009<br>'f | | 1952 | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a st atement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ####…Read the full text as markdown