Full text of BATTERY EAST GROUP, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Battery East Group, LLC** **Annual Audit Report** **December 31, 2024** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69383 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** MM/00/YY FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING **12/31/2024** MM/00/YY | | A. REGISTRANT IDENTIFICATION | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------| | NAME oF FIRM: Battery East Group, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 915 Battery Street, 1st Floor | | | | | (No. and Street) | | | San Francisco | CA | 94111 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Clark Tucker | (205) 721-0507 | tucker@scenicadvisement.com | | {Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst Wintter & Associates, LLP | | (Name - if individual, state last, first, and middle name) | | | | |----------------------------------------------|------------------------------------------------------------|-----------------------|---------|-----------------------------------------| | 675 Ygnacio Valley Rd; ste A200 Walnut Creek | | | CA | 94597 | | (Address) | (City) | | (State) | (Zip Code) | | 02/24/2009 | | | 3438 | | | | | | | {PCAOB eeg;w,uoo N,mbe,, ;r appUcable)I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(…Read the full text as markdown