LOCKWOOD SECURITIES LLC X-17A-5 (2019-02-21) — Broker-dealer annual report

Full text of LOCKWOOD SECURITIES LLC's X-17A-5 filed 2019-02-21 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001591940 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N LOCKWOOD SECURITIES LLC 1140 AVENUE OF THE AMERICAS, 9TH FLOOR NEW YORK NY 10036 Curtis Weeks 6786798642 Goldman and Company, CPAs PC 3535 Roswell Rd, Suite 32 Marietta GA 30062 Certified Public Accountant Jeffrey C. Lockwood LOCKWOOD SECURITIES LLC 12-31-2018 Jeffrey C. Lockwood CEO Y

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