Full text of ASSETMARK BROKERAGE, LLC's X-17A-5 filed 2026-06-15 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-69391 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/25 01/01/25 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: ASSETMARK BROKERAGE, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1655 Grant St - 10th Floor (No. and Street) Concord CA 94520 (Citv) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING John Koval 818-303-5185 john.koval@assetmark.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Accell CPA & Associates, P.A. (Name - if individual, state last, first, and middle name) 8270 Woodland Center Blvd - #3425 Tampa Florida 33614 (Address) (City) (State) (Zip Code) 719124 7204 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION John Koval swear (or affirm) that, to the best of my knowledge and belief, the | | | financial report bertaining to the Tirm of Assemant Brokerage, LLC | as of | |-------|--|---------------------------------------------------------------------------------------------------------|-------| | 12/31 | | 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | | | ИБИРИАР АМРАДИ АБАЛИЧЕСКИ ЧЕМЕН ДАНИЯ ПОДЕЛ ПРИСИРАНИЯ ПОДИТЕЛИ ПОДИНИ ПОДИНИ ПОДИНИ ПОДИНИ ПОДИНИ ПОДИ | | partner, officer, dire…Read the full text as markdown