Full text of ROCKDALE SECURITIES, LLC's X-17A-5 filed 2026-03-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANN<br>UAL REPORTS | |--------------------| | FORM X-17A-S | | PARTIII | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated average burden hours per response: 12 ### SEC FILE NUMBER 8-069392 FACING PAGE Information Required Pu rsuant t o Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /2025 | AND ENDING 12/31 | /2025 | |--------------------------------------------------|------------------|----------| | MM/ DD/YY | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Rockdale Securities, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | ~ Broker-dealer D Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives de.aler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # **270 South Main Street, Suite 103** | | ( No. and Street) | | |-----------|-------------------|------------| | Bountiful | Utah | 84010 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Adrienne Yost Hart | 2158162800 | ahart@rockdalesecurities.com | |--------------------|------------|------------------------------| | | | | (Name) (Area Code - Telephone Number) (Email Address) ### 8 . ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his filing\* ## **Sanville & Company** (N.ame - if individual, state last, first, and middle name) | 2617 Huntingdon Pike | Huntingdon Valley | PA | 19006 | |--------------------------------------------------|-----------------------|--------------------------------------------|------------| | (Address) | (City) | (State) | (Zip Code) | | 9/18/2003 | 169 | | | | (Date of ReRistration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l?a-S(e}(l)(ii), if applicable. Persons who are to respond to the collection of information contained in t his form are not required to respond unless the form displays a currently valid 0MB control number. {1}-------------------------------…Read the full text as markdown