Full text of NEXTGEN CAPITAL MARKETS, LLC's X-17A-5 filed 2026-07-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** \_\_\_\_\_\_ OMB APPROVAL OMB Number: 32350123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-69418 **FACING PAGE** | Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------|-------------------------------------------------|-------------------------|--------------------------------------------|-----------------------| | | | 01/01/2025 | | 12/31/2025 | | | FILING FOR THE<br>PERIOD | BEGINNING | MM/DD/YY | AND<br>ENDING | | MM/DD/YY | | | | A. REGISTRANT<br>IDENTIFICATION | | | | | NAME<br>OF FIRM: | | NextGen<br>Capital | Markets | | | | OF REGISTRANT<br>TYPE<br>H<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | all applicable<br>(check<br>Security-based | boxes):<br>swap<br>dealer | Major<br>security-based | swap | participant | | ADDRESS<br>OF PRINCIPAL | PLACE<br>OF BUSINESS: | (Do not use a P.O. box | no.) | | | | | 3715 | Northside<br>Pkwy | NW<br>Bldg<br>100 | Suite | 250 | | | | (No. and Street) | | | | | | Atlanta | GA | | 30327 | | | (City) | | (State) | | | (Zip Code) | | PERSON<br>TO CONTACT | WITH<br>REGARD | TO THIS<br>FILING | | | | | Michael<br>Brown | | 678-894-1959 | | | mobrown@bdsolutions.c | | (Name) | | (Area Code -<br>Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT | IDENTIFICATION | | | | INDEPENDENT<br>PUBLIC | ACCOUNTANT | whose<br>reports<br>are<br>APRIO | contained<br>in this | filing* | | | | (Name -if | individual, state last, first, and middle name) | | | | | 350<br>Fifth<br>Ave. | Suite<br>3920 | York<br>New | | NY | 10118 | | (Address)<br>11/25/2003 | | (City) | | (State)<br>926 | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL<br>USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on asthe basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of…Read the full text as markdown