Full text of MASON CAPITAL GROUP, LLC's X-17A-5 filed 2021-09-30 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ | Facing Page to Form X-17A-5 | 1 A | |---------------------------------------------------------|-----| | Affirmation of Principal Officer | 1B | | Report of Independent Registered Public Accounting Firm | 2 | | Statement of Financial Condition as of June 30, 2021 | 3 | | Notes to Statement of Financial Condition | 4-6 | {2}------------------------------------------------ CONFIDENTIAL 3235-0123 SEC FILE NUMBER 8-69438 OMB APPROVAL Expires: Estimated average burden hours per response .. . . . . . . 12.00 OMB Number: UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 07/01/2020 AND ENDING 06/30/2021 # A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: Mason Capital Group, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) # 110 East 59th Street | | (No. and Street) | | | |-----------|------------------|------------|--| | New Yookk | NY | 10022 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT 212-771-1283 Derek Satzinger (Area Code - Telephone Number) # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # BDO USA, LLP (Name - if individual, state last, first, middle name) | 100 Park Avenue | New York | | 10017 | |-----------------|----------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | # CHECK ONE: Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. # FOR OFFICIAL USE ONLY \*Clains for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | | OFFICIAL USE ONLY | | |--|-------------------|--| MM/DD/YY FIRM I.D. NO. {3}------------------------------------------------ #### CONFIDENTIAL # OATH OR AFFIRMATION #### Derek Satzinger as a m…Read the full text as markdown